Investment processInvestment process

Credit analysis

M&G has historically bought the majority of its Leveraged Loan assets in the primary market which means that there is usually considerable time (two to three weeks) to consider each opportunity as well as having access to company management and full due diligence information including accountants reports, market reports, insurance reports and, where relevant, environmental reports.

In more recent months, there have been greater opportunities to buy discounted loans in the secondary market – either adding to existing positions or buying in the secondary market for the first time. In these latter instances, we would sign a confidentiality agreement to gain access to the full suite of non-public information on the credit in question, such that the full pre-purchase analytical process can be undertaken, as if we were buying in primary.

The process involves the following key steps:

  1. One credit analyst, supported by a Leveraged Finance Director, will be assigned to a credit and will make an early recommendation to proceed with or decline a particular opportunity to the rest of the Leveraged Finance team.

  2. If a collective decision to proceed is taken, the analyst will prepare a detailed credit paper (covering an overview of the business, strengths and weaknesses and financial models, including stress cases). The analyst will present this, including a proposed credit rating for the instrument(s), to the Investment Committee which consists of senior, credit-literate employees from both the Leveraged Finance team and the wider Fixed Income department.

  3. The Investment Committee will ratify or challenge the internal credit rating(s) proposed for the instrument in question and the Portfolio Managers, who also attend the Investment Committee, will indicate their interest in investing.

  4. A collective M&G bid is submitted to the arranging bank and, in the event of any scaleback, all bidding funds are scaled back pro-rata.

 

Fund management

Our fund managers have responsibility for the construction of client portfolios and the day-to-day investment management of these portfolios in order to ensure that they remain compliant with any investment restrictions. They are market facing and therefore, are able to judge the absolute and relative valuations of leveraged loans, both in primary syndication and secondary market.

They provide input to the investment committee process to ensure macro economic and top-down sector views from outside the leveraged finance team are fully reflected in the formulation of any credit rating. Given the risk and return asymmetry historically exhibited by leveraged loans, diversification is key at stock selection leven. Nevertheless, we look to put most risk in areas where we have most conviction taking into account macro, sectoral and valuation biases. 

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M&G Investments is a business name of Prudential Pensions Limited and M&G Investment Management Limited, and used by other companies within the Prudential Group. Prudential Pensions Limited and M&G Investment Management Limited are registered in England and Wales under numbers 992726 and 936683 respectively with their registered office at Laurence Pountney Hill, London, EC4R 0HH. Registered for VAT number, GB235 3237 81. Prudential Pensions Limited and M&G Investment Management Limited are authorised and regulated by the Financial Services Authority. Prudential Pensions Limited is registered on the FSA's register, No. 110434 (www.fsa.gov.uk/register/).  M&G Investment Management Limited is registered on the FSA’s register, No.119328 (www.fsa.gov.uk/register/). 
Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.